DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Erman Retirement Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Howard Dale Erman | Erman Retirement Advisory independent RIA | Edelman Financial Engines mixed wealth | RIA to RIA | Dec 31, 2022 | Apr 21, 2023 (111 d) |
| Alfred Escamilla | Erman Retirement Advisory independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2022 | Jun 29, 2023 (283 d) |
| Lori Patricia Sherman | Erman Retirement Advisory independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2019 | Jul 1, 2019 |
| Kyle William Chapman | Erman Retirement Advisory independent RIA | Clarity Capital Partners independent RIA | RIA to RIA | Jul 18, 2018 | Nov 27, 2018 (132 d) |
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4 moves match.