DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Strategies Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Martin Halseth | Strategies Capital Management institutional | Strategies Investment Management, LLC other | Other | Jul 6, 2020 | Apr 2, 2012 |
| Ryan R Wells | Strategies Capital Management institutional | Advisory Consulting Group LLC other | Other | Jul 6, 2020 | Jan 31, 2018 |
| Thomas Amedio Gonnella | Strategies Capital Management institutional | Advisory Consulting Group LLC other | Other | Jul 6, 2020 | Aug 14, 2017 |
| Richard Anthony Rodgers | Strategies Capital Management other | Advisory Consulting Group LLC institutional | Other | Mar 12, 2020 | May 23, 2018 |
| Amanda Hayda Staples | Strategies Capital Management other | Waddell & Reed other | Other | Dec 17, 2008 | Dec 22, 2008 |
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5 moves match.