DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vogel Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melissa Ann BrennanVogel Financial Advisors, LLC independent RIACfo4life mixed wealthRIA to RIAMay 24, 2018Jul 19, 2018 (56 d)
Laura Dianne CordellVogel Financial Advisors, LLC independent RIACfo4life mixed wealthRIA to RIAMay 24, 2018Jun 6, 2018
Joshua Keith WomackVogel Financial Advisors, LLC otherWomack Financial LLC independent RIAOtherNov 19, 2015May 21, 2015
William Delyn PerrymanVogel Financial Advisors, LLC otherPerryman Financial Advisory, Inc. otherOtherOct 28, 2003Jan 26, 2006 (821 d)
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4 moves match.