DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Womack Financial LLC
Latest filing May 21, 2026
First filing on the tape Jul 10, 2024 · 5 filings
SEC status approved since Aug 9, 2024
RAUM
$165M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$155M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$54.9M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$165M as of May 21, 2026
Feb 18, 2025$133M then
HNW client RAUM$131M as of May 21, 2026
Feb 18, 2025$107M then
State-registered IARs (5.B.3)3 as of May 21, 2026
Feb 18, 20252 then
Employees (5.A)3 as of May 21, 2026
Feb 18, 20252 then
Private funds1 as of May 21, 2026
Feb 18, 20251 then
RAUM +24% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $54.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $296,168derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.9%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$131M80%
- Individuals$23.9M14%
- Pooled investment vehicles$9.7M5.9%
- Individual clients
- 80reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 556reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.94 fund_share=0.06 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joshua Keith Womack | Dallas, Tx | May 21, 2015 | 16 y | 1 |
| Laura Dianne Cordell | Dallas, Tx | Sep 16, 2019 | 18 y | 2 |
| Madelyn Rose MurrayCertified Financial Planner | Dallas, Tx | Mar 5, 2026 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Thomas Leonard Carey to Fisher InvestmentsDec 20, 2023 · RIA to RIA
Joined, latest
- Madelyn Rose Murray from Rockbridge Investment Management, LLCMar 5, 2026 · RIA to RIA
- Thomas Leonard Carey from Thrivent Investment Management Inc.Dec 5, 2021 · Other
- Laura Dianne Cordell from Cfo4lifeSep 16, 2019 · RIA to RIA
- Joshua Keith Womack from Vogel Financial Advisors, LLCMay 21, 2015 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Womack Capital Partners, LP | Hedge Fund | $4.5M | 21 | Jul 10, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Keith Joshua Womack · Principal, Chief Compliance Officercontrolsince 12/2009 · owns 75% or more
Related persons
Schedule D 7.A
- Womack Capital Gp, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 507 to 556Feb 18, 2025 to Mar 28, 2026
- Advisory employees · 2 to 3Feb 18, 2025 to Mar 28, 2026
- HNW clients · 57 to 60Feb 18, 2025 to Mar 28, 2026
- Individual clients · 79 to 80Feb 18, 2025 to Mar 28, 2026
- Employees · 2 to 3Feb 18, 2025 to Mar 28, 2026
- State-registered IARs · 2 to 3Feb 18, 2025 to Mar 28, 2026
- Discretionary RAUM · $133M to $165MFeb 18, 2025 to Mar 28, 2026
- HNW RAUM · $107M to $131MFeb 18, 2025 to Mar 28, 2026
- Individual RAUM · $19.3M to $23.9MFeb 18, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $6.0M to $9.7MFeb 18, 2025 to Mar 28, 2026
- RAUM · $133M to $165MFeb 18, 2025 to Mar 28, 2026
- Accounts · 492 to 507Jul 10, 2024 to Feb 18, 2025
- HNW clients · 35 to 57Jul 10, 2024 to Feb 18, 2025
- Individual clients · 101 to 79Jul 10, 2024 to Feb 18, 2025
- Financial planning clients · unset to Jul 10, 2024 to Feb 18, 2025
- Discretionary RAUM · $110M to $133MJul 10, 2024 to Feb 18, 2025
- HNW RAUM · $81.2M to $107MJul 10, 2024 to Feb 18, 2025
- Individual RAUM · $24.8M to $19.3MJul 10, 2024 to Feb 18, 2025
- Pooled vehicle RAUM · $4.5M to $6.0MJul 10, 2024 to Feb 18, 2025
- RAUM · $110M to $133MJul 10, 2024 to Feb 18, 2025
Signals
2 dated events
- Womack Financial Llc filed its initial SEC registration (Form ADV)Jul 10, 2024 · First SEC registration · fact
- Thomas Leonard Carey left Womack Financial Llc for Fisher Investments (registered 2024-11-22)Dec 20, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@womackfinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 214-843-0070reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- WOMACKFINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-843-0070reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026