DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rhodes Investment Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Guy Marc CumbieRhodes Investment Advisors, Inc. independent RIACumbie Advisory Services, Inc state registeredRIA to a state-registered adviserJul 15, 2020Jan 5, 2017
Tricia L Carter WoodRhodes Investment Advisors, Inc. independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2019Mar 11, 2019
Olin Blayne RagsdaleRhodes Investment Advisors, Inc. independent RIASignal Securities, Inc. otherOtherAug 18, 2017Aug 15, 2017
Travis W SoppeRhodes Investment Advisors, Inc. independent RIACumbie Advisory Services, Inc state registeredRIA to a state-registered adviserOct 17, 2012Apr 3, 2012
Gelasia SteedRhodes Investment Advisors, Inc. independent RIASteed Investments, LLC state registeredRIA to a state-registered adviserDec 31, 2007Jan 1, 2008
Marion Timothy PhilpotRhodes Investment Advisors, Inc. independent RIAUsallianz Securities, Inc. unclassifiedOtherDec 31, 2005Jan 4, 2006
Olin Blayne RagsdaleRhodes Investment Advisors, Inc. independent RIAMML Investors Services, LLC otherOtherDec 31, 2004Feb 3, 2005 (34 d)
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7 moves match.