DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Paradigm Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jesse Christian VegaParadigm Advisors, LLC otherSchwab Wealth Advisory, Inc. no RAUMOtherDec 16, 2024Jun 4, 2026 (535 d)
Spenser Lee LisztParadigm Advisors, LLC otherMotif Planning state registeredOtherSep 1, 2023Aug 31, 2023
James Christopher FloydParadigm Advisors, LLC otherNewedge Advisors BD affiliatedOtherJan 9, 2019Feb 2, 2026 (2581 d)
Michelle U GassParadigm Advisors, LLC otherPerennial Advisors, LLC unclassifiedOtherFeb 18, 2016Jun 25, 2002
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4 moves match.