DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Premier Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Frank Bappert | Premier Asset Management LLC no RAUM | LPL Financial LLC BD affiliated | Other | Jun 7, 2023 | Nov 4, 2024 (516 d) |
| Robert Brooks | Premier Asset Management LLC no RAUM | Wealth Enhancement Advisory Services, LLC independent RIA | Other | May 8, 2023 | Jun 14, 2023 (37 d) |
| Thomas Eugene Grooms | Premier Asset Management LLC independent RIA | Sierra Summit Advisors LLC independent RIA | RIA to RIA | Apr 15, 2022 | Apr 3, 2024 (719 d) |
| Chris Kostiuk | Premier Asset Management LLC independent RIA | Miramar Capital independent RIA | RIA to RIA | Mar 2, 2022 | Jan 10, 2022 |
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4 moves match.