DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Legacy Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Andrew Fingerhut | Financial Legacy Associates other | Osaic Wealth, Inc. other | Other | Dec 22, 2022 | Jan 26, 2011 |
| Bradley Dean Graham | Financial Legacy Associates other | Commonwealth Financial Network national BD | Other | Dec 22, 2022 | Jan 2, 2024 (376 d) |
| James David Hertzler | Financial Legacy Associates other | Kestra Advisory Services, LLC BD affiliated | Other | Dec 22, 2022 | Jul 27, 2022 |
| Gregory Michael Shepardson | Financial Legacy Associates other | Osaic Wealth, Inc. other | Other | Dec 6, 2021 | Apr 8, 2005 |
| Robert Clark | Financial Legacy Associates other | LPL Financial LLC BD affiliated | Other | Dec 6, 2021 | Nov 29, 2021 |
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5 moves match.