DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Optifour Integrated Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Royce BergesOptifour Integrated Wealth Management, LLC independent RIACreative Planning independent RIARIA to RIAJan 2, 2020Jan 8, 2020
Weston Dyer BurnettOptifour Integrated Wealth Management, LLC independent RIACreative Planning independent RIARIA to RIAJan 2, 2020Jan 13, 2020
Lawrence D SolomonOptifour Integrated Wealth Management, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAApr 25, 2019Apr 25, 2019
Elizabeth Lannon ClarkOptifour Integrated Wealth Management, LLC otherHeritage Financial LLC independent RIAOtherApr 14, 2011Oct 20, 2016 (2016 d)
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4 moves match.