DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aspen Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darrin Richard Wolff | Aspen Wealth Management, Inc. other | Edelman Financial Engines mixed wealth | Other | Feb 14, 2022 | Mar 4, 2022 |
| Spencer Wynant | Aspen Wealth Management, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Sep 15, 2011 | Aug 31, 2016 (1812 d) |
| Cory Lynn Lagerstrom | Aspen Wealth Management, Inc. other | Frontier Wealth Management, LLC other | Other | Sep 7, 2007 | Sep 13, 2007 |
| Troy David Kerr | Aspen Wealth Management, Inc. other | Frontier Wealth Management, LLC other | Other | Sep 7, 2007 | Sep 13, 2007 |
| Nicholas Michael Blasi | Aspen Wealth Management, Inc. other | Frontier Wealth Management, LLC other | Other | Sep 7, 2007 | Sep 20, 2007 |
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5 moves match.