DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from L&L Financial Services, Llp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent De Paul Matthews | L&L Financial Services, Llp state registered | Hancock Whitney Investment Services Inc. BD affiliated | Other | Feb 10, 2020 | Jun 23, 2020 (134 d) |
| Clifton Ray Hunter | L&L Financial Services, Llp state registered | Financial Strategies Wealth Management LLC state registered | Other | Jun 23, 2014 | Jun 25, 2014 |
| James Robert Pearson | L&L Financial Services, Llp state registered | Financial Strategies Wealth Management LLC state registered | Other | Jun 23, 2014 | Apr 14, 2014 |
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3 moves match.