DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lewis Financial Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deborah Rebecca Lewis | Lewis Financial Management, LLC independent RIA | The Strategic Financial Alliance BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2025 | Apr 23, 2025 |
| Daniel Danilovich Lewis | Lewis Financial Management, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2023 | May 5, 2023 (39 d) |
| Troy Mckay Smith | Lewis Financial Management, LLC other | 1717 Capital Management Company unclassified | Other | Sep 30, 2003 | Jan 5, 2004 (97 d) |
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3 moves match.