DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Universal Financial Planning Consultants, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Benedict Moloney | Universal Financial Planning Consultants, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2015 | Sep 30, 2015 |
| Gregory John Wozniak | Universal Financial Planning Consultants, Inc. other | Beam Wealth Advisors, Inc. other | Other | Dec 31, 2015 | Mar 9, 2015 |
| Brian Christopher Lock | Universal Financial Planning Consultants, Inc. other | Beam Wealth Advisors, Inc. other | Other | Dec 31, 2015 | Mar 9, 2015 |
| William Bernard Albair | Universal Financial Planning Consultants, Inc. other | Beam Wealth Advisors, Inc. other | Other | Dec 31, 2015 | Mar 9, 2015 |
| Anthony Dwayne Rich | Universal Financial Planning Consultants, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2015 | Sep 30, 2015 |
| Cathey Lynn Williamson | Universal Financial Planning Consultants, Inc. other | First Heartland Consultants, Inc. other | Other | Feb 10, 2010 | Apr 19, 2011 (433 d) |
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6 moves match.