DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Allison Spielman Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Kent Allen | Allison Spielman Advisors, LLC other | Truenorth Wealth Advisors independent RIA | Other | Nov 3, 2021 | Jan 19, 2022 (77 d) |
| Katie Lynne Milojevich | Allison Spielman Advisors, LLC other | The Mather Group, LLC independent RIA | Other | Nov 3, 2021 | Nov 12, 2021 |
| Jessica Weathers Kirwin | Allison Spielman Advisors, LLC other | Kirwin Financial LLC state registered | Other | Nov 3, 2021 | Jul 6, 2021 |
| Brian Lyle Whitaker | Allison Spielman Advisors, LLC other | Lnw other | Other | Mar 28, 2005 | Mar 28, 2005 |
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4 moves match.