DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Plan Group Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Tyler Swanson | Plan Group Financial, Inc. independent RIA | Gladstone Wealth Partners independent RIA | RIA to RIA | Jun 2, 2025 | May 22, 2025 |
| Steven Douglas Kaestner | Plan Group Financial, Inc. independent RIA | Saxony Capital Management, LLC independent RIA | RIA to RIA | Nov 9, 2023 | Nov 1, 2023 |
| Jamie Louise Kaestner | Plan Group Financial, Inc. independent RIA | Saxony Capital Management, LLC independent RIA | RIA to RIA | Nov 9, 2023 | Nov 1, 2023 |
| Kyle Ray | Plan Group Financial, Inc. independent RIA | Full Sail Capital, LLC independent RIA | RIA to RIA | May 6, 2022 | Oct 22, 2021 |
| Douglas Ray Claycomb | Plan Group Financial, Inc. independent RIA | Fsc Securities Corporation other | Other | Jul 7, 2011 | Jul 14, 2011 |
| Christopher Lee Matteson | Plan Group Financial, Inc. independent RIA | Integrated Planning Strategies, LLC state registered | RIA to a state-registered adviser | Oct 1, 2003 | Dec 2, 2003 (62 d) |
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6 moves match.