DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Full Sail Capital, LLC
Latest filing Jun 6, 2025
First filing on the tape Nov 22, 2017 · 26 filings
SEC status approved since Feb 13, 2018
RAUM
$2.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
85%
$1.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$2.0B as of Jun 6, 2025
Mar 26, 2019$663M then
HNW client RAUM$1.7B as of Jun 6, 2025
Mar 26, 2019$456M then
State-registered IARs (5.B.3)10 as of Jun 6, 2025
Mar 26, 20195 then
Employees (5.A)15 as of Jun 6, 2025
Mar 26, 20198 then
Private funds: no history
RAUM +11% over the last fiscal year+6.3% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Jun 6, 2025; every figure names its basis
- RAUM per advisor
- $203MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.4B, 344 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B81%
- State and municipal entities$113M5.5%
- Corporations and businesses$94.6M4.7%
- Charitable organizations$93.2M4.6%
- Individuals$72.6M3.6%
- Pension and profit-sharing plans$4.5M0.2%
- Individual clients
- 236reported
- HNW clients
- 364reported
- Pension plan clients
- 2reported
- Charitable clients
- 12reported
- Accounts
- 1,688reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 344 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
10 left, 0 joined in 12 months
net -10 in 12 months0 left in 90 days0 joined in 90 days12 left over 36 months
Left, latest
- Hunter Nichols Brown to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Austin Rucker Burks to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Jordan Elizabeth Dean to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Samuel Gill Warner to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Tyler Townsdin Grubbs to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- David Todd Stanley to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Max Jackson Rhodes to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Kyle Ray to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Zachary Austin Reynolds to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Scott Lee Cravens to Mercer Global Advisors Inc.Dec 23, 2025 · RIA to RIA
- Stacy Lyn Murray to Northwest Asset ManagementJul 2, 2024 · RIA to RIA
- Charles Parsa Gholami to Hub Investment Partners, LLCNov 1, 2023 · Other
Joined, latest
- Hunter Nichols Brown from Equitable Advisors, LLCJan 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- Austin Rucker Burks from Crestone Asset Management LLCDec 11, 2022 · RIA to RIA
- Kyle Ray from Plan Group Financial, Inc.Oct 22, 2021 · RIA to RIA
- Tyler Townsdin Grubbs from Cadent Capital Advisors, LLCOct 21, 2019 · RIA to RIA
- David Todd Stanley from Arvest Wealth ManagementFeb 15, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 10 left for Mercer Global Advisors Inc.Dec 23, 2025 · Oklahoma City, Ok · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee Scott Cravens · Managing Membercontrolsince 02/2018 · owns 10% to 25%
- Austin Zachary Reynolds · Managing Membercontrolsince 02/2018 · owns 25% to 50%
- Jackson Max Rhodes · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Todd David Stanley · Managing Membercontrolsince 02/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
- Fsc Realty, LLCinvestment companyn
- Max J. Rhodesn
- Scott Lee Cravensy
- Stacy L. Murrayinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oklahoma City, Ok · principal | 0 | 0 | 10 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 26-50 to 26-50Mar 27, 2025 to Jun 6, 2025
- Accounts · 1,609 to 1,688Jun 14, 2024 to Mar 27, 2025
- Corporate clients · 14 to 12Jun 14, 2024 to Mar 27, 2025
- HNW clients · 334 to 364Jun 14, 2024 to Mar 27, 2025
- Individual clients · 244 to 236Jun 14, 2024 to Mar 27, 2025
- Pension plan clients · 6 to 2Jun 14, 2024 to Mar 27, 2025
- Assets in custody · $1.2B to $1.4BJun 14, 2024 to Mar 27, 2025
- Employees · 16 to 15Jun 14, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.7B to $2.0BJun 14, 2024 to Mar 27, 2025
- HNW RAUM · $1.5B to $1.7BJun 14, 2024 to Mar 27, 2025
- Individual RAUM · $74.3M to $72.6MJun 14, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $97.8M to $23.7MJun 14, 2024 to Mar 27, 2025
- Pension RAUM · $8.1M to $4.5MJun 14, 2024 to Mar 27, 2025
- RAUM · $1.8B to $2.0BJun 14, 2024 to Mar 27, 2025
- Related insurance company · true to falseJun 14, 2024 to Mar 27, 2025
- Accounts · 1,413 to 1,609Jan 30, 2024 to Mar 1, 2024
- Advisory activities · 6 to 5Jan 30, 2024 to Mar 1, 2024
- Charity clients · 11 to 12Jan 30, 2024 to Mar 1, 2024
- Corporate clients · 11 to 14Jan 30, 2024 to Mar 1, 2024
- HNW clients · 280 to 334Jan 30, 2024 to Mar 1, 2024
- Individual clients · 237 to 244Jan 30, 2024 to Mar 1, 2024
- Pension plan clients · 5 to 6Jan 30, 2024 to Mar 1, 2024
- Assets in custody · $1.5B to $1.2BJan 30, 2024 to Mar 1, 2024
- Employees · 15 to 16Jan 30, 2024 to Mar 1, 2024
- Financial planning clients · 51-100 to 26-50Jan 30, 2024 to Mar 1, 2024
- State-registered IARs · 8 to 10Jan 30, 2024 to Mar 1, 2024
- Discretionary RAUM · $1.4B to $1.7BJan 30, 2024 to Mar 1, 2024
- HNW RAUM · $1.1B to $1.5BJan 30, 2024 to Mar 1, 2024
- Individual RAUM · $64.5M to $74.3MJan 30, 2024 to Mar 1, 2024
- Non-discretionary RAUM · $34.9M to $97.8MJan 30, 2024 to Mar 1, 2024
- Pension RAUM · $5.8M to $8.1MJan 30, 2024 to Mar 1, 2024
- RAUM · $1.5B to $1.8BJan 30, 2024 to Mar 1, 2024
- Accounts · 1,278 to 1,413Aug 15, 2022 to Mar 30, 2023
- Advisory employees · 9 to 10Aug 15, 2022 to Mar 30, 2023
- Charity clients · 10 to 11Aug 15, 2022 to Mar 30, 2023
- HNW clients · 244 to 280Aug 15, 2022 to Mar 30, 2023
- Individual clients · 222 to 237Aug 15, 2022 to Mar 30, 2023
- Pension plan clients · 18 to 5Aug 15, 2022 to Mar 30, 2023
- Assets in custody · $197M to $1.5BAug 15, 2022 to Mar 30, 2023
- Employees · 13 to 15Aug 15, 2022 to Mar 30, 2023
Signals
23 dated events
- Full Sail Capital, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $2.0B)Jan 2, 2026 · Left the SEC roster · derived
- Scott Lee Cravens left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-17)Dec 23, 2025 · Advisor changed firm · fact
- Max Jackson Rhodes left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-16)Dec 23, 2025 · Advisor changed firm · fact
- Kyle Ray left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-17)Dec 23, 2025 · Advisor changed firm · fact
- Hunter Nichols Brown left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-16)Dec 23, 2025 · Advisor changed firm · fact
- Jordan Elizabeth Dean left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-13)Dec 23, 2025 · Advisor changed firm · fact
- Austin Rucker Burks left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-13)Dec 23, 2025 · Advisor changed firm · fact
- Samuel Gill Warner left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-16)Dec 23, 2025 · Advisor changed firm · fact
- Zachary Austin Reynolds left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-26)Dec 23, 2025 · Advisor changed firm · fact
- David Todd Stanley left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-13)Dec 23, 2025 · Advisor changed firm · fact
- Tyler Townsdin Grubbs left Full Sail Capital, Llc for Mercer Global Advisors Inc. (registered 2025-06-13)Dec 23, 2025 · Advisor changed firm · fact
- Full Sail Capital, LLC's advisors moved to Mercer Global Advisors Inc. (Oklahoma City, OK): 10 of 10 registered, on the same dayDec 23, 2025 · Firm absorbed (people side) · derived
- Stacy Lyn Murray left Full Sail Capital, Llc for Northwest Asset Management (registered 2024-08-12)Jul 2, 2024 · Advisor changed firm · fact
- Charles Parsa Gholami left Full Sail Capital, Llc for Hub Investment Partners, Llc (registered 2023-09-21)Nov 1, 2023 · Advisor changed firm · fact
- Full Sail Capital, Llc reported RAUM $1.7B, up 27% from $1.3B (2022-01-11 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Lyn Stacy Murray (Chief Compliance Officer) no longer on Schedule A of Full Sail Capital, Llc (listed 2022-01-11, absent 2022-03-23)Mar 23, 2022 · Control person left · inference
- Jackson Max Rhodes (Chief Compliance Officer) appeared on Schedule A of Full Sail Capital, LlcMar 23, 2022 · Control person joined · fact
- Jackson Max Rhodes (Chief Compliance Officer) no longer on Schedule A of Full Sail Capital, Llc (listed 2021-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Lyn Stacy Murray (Chief Compliance Officer) appeared on Schedule A of Full Sail Capital, LlcMar 31, 2021 · Control person joined · fact
- Full Sail Capital, Llc reported RAUM $1.3B, up 44% from $927.4M (2021-02-02 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Full Sail Capital, Llc reported RAUM $927.4M, up 40% from $662.7M (2019-03-26 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Full Sail Capital, Llc reported RAUM $662.7M, up 146% from $269.3M (2018-11-07 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Paisley Advisors, Llc filed its initial SEC registration (Form ADV)Nov 22, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026