DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Smart Investor, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Craig HolstSmart Investor, LLC independent RIAHallett Advisors independent RIARIA to RIAAug 25, 2022Nov 27, 2019
Tracy Lynn GunterSmart Investor, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAAug 25, 2022Jul 25, 2022
Aaron Charles SchmoekelSmart Investor, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAAug 25, 2022Jul 25, 2022
Madeline Loomis PhillipsSmart Investor, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAAug 25, 2022Jul 25, 2022
Michael Gregory TudorSmart Investor, LLC independent RIAHallett Advisors independent RIARIA to RIAAug 25, 2022Nov 18, 2019
Leo Wilens FreemanSmart Investor, LLC independent RIAAdasina Social Capital independent RIARIA to RIANov 6, 2019Feb 7, 2020 (93 d)
Ryan Christopher DemartiniSmart Investor, LLC otherJc Financial Services state registeredOtherJan 12, 2016Oct 3, 2016 (265 d)
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7 moves match.