DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Foundry Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Neil Kevin Flaherty | The Foundry Financial Group, Inc. other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Apr 19, 2023 | Nov 5, 2020 |
| Jennifer Currier Williams | The Foundry Financial Group, Inc. other | LPL Financial LLC BD affiliated | Other | Nov 14, 2022 | Mar 16, 2023 (122 d) |
| Joel Peter Arsenault | The Foundry Financial Group, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 19, 2022 | Oct 3, 2016 |
| Jaimie L. Sousa | The Foundry Financial Group, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 19, 2019 | Oct 3, 2016 |
| Luca Anthony D Italia | The Foundry Financial Group, Inc. other | Morgan Stanley wirehouse | Other | Oct 23, 2012 | Dec 20, 2012 (58 d) |
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5 moves match.