DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Focus Wealth Management, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barbara Ann Ristow | Focus Wealth Management, Ltd. other | Buckingham Strategic Wealth, LLC other | Other | Aug 1, 2017 | Aug 1, 2017 |
| Jessica Lynne Jarosik | Focus Wealth Management, Ltd. other | Buckingham Strategic Wealth, LLC other | Other | Aug 1, 2017 | Aug 1, 2017 |
| Benjamin Robert Brown | Focus Wealth Management, Ltd. other | Entelechy independent RIA | Other | Jan 3, 2017 | Dec 8, 2025 (3261 d) |
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3 moves match.