DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stiles Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Pikkarainen | Stiles Financial Services, Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2022 | Jul 13, 2022 |
| Keighley J Spott | Stiles Financial Services, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Aug 7, 2021 | Sep 3, 2021 |
| Daniel Paul Stolfa | Stiles Financial Services, Inc. institutional | Centura Wealth Advisory independent RIA | Other | Aug 24, 2018 | Oct 7, 2024 (2236 d) |
| Peter J Schmitz | Stiles Financial Services, Inc. other | Nfp Advisor Services, LLC other | Other | Apr 8, 2016 | Feb 26, 2016 |
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4 moves match.