DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Focus, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kristen Ann MaddenFinancial Focus, Inc. independent RIAF L Putnam Investment Management Co. independent RIARIA to RIAJul 16, 2019Apr 5, 2019
Susan Macmichael JohnFinancial Focus, Inc. independent RIAF L Putnam Investment Management Co. independent RIARIA to RIAJul 16, 2019Apr 5, 2019
Thomas George GoodwinFinancial Focus, Inc. independent RIAF L Putnam Investment Management Co. independent RIARIA to RIAJul 16, 2019Apr 5, 2019
Daosith Samuel LemayFinancial Focus, Inc. independent RIAF L Putnam Investment Management Co. independent RIARIA to RIAJul 16, 2019Apr 5, 2019
Valerie Jean BrownFinancial Focus, Inc. independent RIAF L Putnam Investment Management Co. independent RIARIA to RIAJul 16, 2019Apr 5, 2019
Landon Joe FritchFinancial Focus, Inc. independent RIAF L Putnam Investment Management Co. independent RIARIA to RIAJul 16, 2019Apr 5, 2019
Rachel Jean Brown LawrenceFinancial Focus, Inc. otherLearnvest Planning Services, LLC no RAUMOtherSep 4, 2012Jan 17, 2013 (135 d)
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7 moves match.