DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Moser Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Scott Moser | Moser Wealth Advisors independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Dec 5, 2025 | Oct 15, 2025 |
| Jean Pierre Remy Pedinielli | Moser Wealth Advisors independent RIA | Mkt And Associates LLC independent RIA | RIA to RIA | Oct 21, 2025 | Oct 21, 2025 |
| Ha Nguyen | Moser Wealth Advisors independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Sep 7, 2022 | May 30, 2023 (265 d) |
| Alvin Lavern Wolcott | Moser Wealth Advisors other | Synergy Asset Management, LLC other | Other | Dec 1, 2014 | Dec 23, 2020 (2214 d) |
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4 moves match.