DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Carson Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Isaac BrownCarson Advisory Group independent RIANationwide Investment Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2026Mar 24, 2026
Fredrick Alan DawsonCarson Advisory Group independent RIAIfg Advisory, LLC independent RIARIA to RIAOct 23, 2024Oct 9, 2024
Charlotte HalmoCarson Advisory Group independent RIAM1 Advisory no RAUMOtherApr 12, 2023Apr 18, 2023
James Lester GillisCarson Advisory Group independent RIANorthwest Asset Management independent RIARIA to RIAJun 19, 2020Jun 19, 2020
Jason ParkerCarson Advisory Group otherB Riley Wealth Management otherOtherMar 9, 2017Mar 10, 2017
Maia Devon ThomasCarson Advisory Group otherRaymond James Financial Services, Inc. unclassifiedOtherNov 21, 2008Nov 25, 2008
Page 1 of 1
6 moves match.