DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from North Star Investment Management Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allen Curtis Berg | North Star Investment Management Corporation independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Jan 31, 2020 | Feb 6, 2020 |
| Patricia Ann Blagojevich | North Star Investment Management Corporation other | B Riley Wealth Management other | Other | Sep 8, 2008 | Sep 10, 2013 (1828 d) |
| Scott Arthur Mcgovney | North Star Investment Management Corporation other | LPL Financial LLC other | Other | Feb 11, 2008 | Feb 1, 2008 |
| Mark Francis Saran | North Star Investment Management Corporation other | Raymond James & Associates, Inc. national BD | Other | Aug 6, 2007 | Aug 3, 2007 |
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4 moves match.