DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Summit Financial Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Helton Luzzatto | Summit Financial Partners, Inc. independent RIA | Strathmore Capital Advisors independent RIA | RIA to RIA | Nov 6, 2025 | Nov 6, 2025 |
| Michael Sigmon | Summit Financial Partners, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Sep 2, 2025 | Sep 4, 2026 (367 d) |
| John Andrew Hopkins | Summit Financial Partners, Inc. independent RIA | Swift Creek Wealth Management state registered | RIA to a state-registered adviser | Mar 25, 2019 | Apr 5, 2019 |
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3 moves match.