DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Copperleaf Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julian M Arribas | Copperleaf Capital, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Sep 18, 2024 (400 d) |
| Joshua Bousfield | Copperleaf Capital, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Dec 7, 2022 | May 4, 2023 (148 d) |
| Matthew Stuart Altman | Copperleaf Capital, LLC independent RIA | Glassy Mountain Advisors, Inc. independent RIA | RIA to RIA | Aug 15, 2022 | Aug 17, 2022 |
| John Ryan Heath | Copperleaf Capital, LLC independent RIA | Signal Advisors Wealth, LLC no RAUM | RIA to a newly registered adviser | Jul 19, 2022 | Mar 20, 2023 (244 d) |
| Thomas Jacob Tolley | Copperleaf Capital, LLC mixed wealth | Tolley Financial Group, LLC independent RIA | RIA to RIA | Aug 30, 2019 | Sep 3, 2019 |
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5 moves match.