DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gordon Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Glenn MooreGordon Asset Management, LLC independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2024Dec 23, 2024
Joseph Michael GordonGordon Asset Management, LLC independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 22, 2024Nov 22, 2024
Todd Edward ZempelGordon Asset Management, LLC independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 8, 2024Nov 8, 2024
Scott Christian ZempelGordon Asset Management, LLC independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 8, 2024Sep 18, 2024
Joshua StilleyGordon Asset Management, LLC independent RIATruststone Wealth Partners, LLC state registeredRIA to a state-registered adviserJan 9, 2024Apr 10, 2024 (92 d)
John Thomas StilleyGordon Asset Management, LLC independent RIATruststone Wealth Partners, LLC state registeredRIA to a state-registered adviserJan 9, 2024Apr 10, 2024 (92 d)
Louis Bradley PriebeGordon Asset Management, LLC mixed wealthPrivate Wealth Advocacy LLC unclassifiedOtherJul 10, 2019May 24, 2019
Russell Brenton SmithGordon Asset Management, LLC mixed wealthAptus Capital Advisors, LLC independent RIARIA to RIAFeb 19, 2019Jan 4, 2019
Gregory Thompson RhinehardtGordon Asset Management, LLC mixed wealthAptus Capital Advisors, LLC independent RIARIA to RIAFeb 15, 2019Jan 7, 2019
Conor CloughertyGordon Asset Management, LLC mixed wealthAptus Capital Advisors, LLC independent RIARIA to RIAFeb 15, 2019Jan 3, 2019
Jeffrey David LinkGordon Asset Management, LLC mixed wealthAptus Capital Advisors, LLC independent RIARIA to RIAFeb 7, 2019Feb 8, 2019
Brandon Duke FentressGordon Asset Management, LLC mixed wealthAptus Capital Advisors, LLC independent RIARIA to RIAFeb 1, 2019Feb 1, 2019
Michael Jay HensleyGordon Asset Management, LLC mixed wealthAptus Capital Advisors, LLC independent RIARIA to RIAJan 7, 2019Jan 3, 2019
Christian David KeedyGordon Asset Management, LLC mixed wealthAptus Capital Advisors, LLC independent RIARIA to RIAJan 7, 2019Jan 4, 2019
David Todd MisenheimerGordon Asset Management, LLC mixed wealthAptus Capital Advisors, LLC independent RIARIA to RIAJan 7, 2019Jan 8, 2019
Joseph Glenn MooreGordon Asset Management, LLC otherGibraltar Financial, LLC unclassifiedOtherJan 24, 2018Feb 7, 2018
Martin Davis HensleyGordon Asset Management, LLC otherEquitable Advisors, LLC national BDOtherJul 16, 2013Jun 26, 2013
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17 moves match.