DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Scottsdale Capital Advisors Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Arndt | Scottsdale Capital Advisors Corporation state registered | Arque Capital, Ltd. unclassified | Other | Jun 5, 2015 | Jun 22, 2015 |
| Teresa Janette Brock | Scottsdale Capital Advisors Corporation state registered | Equitable Advisors, LLC national BD | Other | Mar 7, 2011 | May 11, 2017 (2257 d) |
| Clay Michael Kazmierski | Scottsdale Capital Advisors Corporation state registered | LPL Financial LLC other | Other | Nov 17, 2008 | Oct 22, 2008 |
| Ramsey Fulton Brock | Scottsdale Capital Advisors Corporation state registered | Brock Asset Management state registered | Other | Dec 5, 2002 | Jan 6, 2012 (3319 d) |
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4 moves match.