DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Warren Financial Service

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Joseph O'TooleWarren Financial Service independent RIAEp Wealth Advisors independent RIARIA to RIADec 22, 2022Dec 20, 2022
Scott ShellhamerWarren Financial Service independent RIAEp Wealth Advisors independent RIARIA to RIADec 22, 2022Aug 8, 2023 (229 d)
Michael Troy LoganWarren Financial Service independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 22, 2022Dec 9, 2022
Robert A MccartyWarren Financial Service independent RIAEp Wealth Advisors independent RIARIA to RIADec 22, 2022Nov 22, 2024 (701 d)
Devin Raymond PaulWarren Financial Service independent RIAEp Wealth Advisors independent RIARIA to RIADec 22, 2022Dec 20, 2022
Jordan T SissonWarren Financial Service independent RIAEp Wealth Advisors independent RIARIA to RIADec 22, 2022Nov 21, 2024 (700 d)
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6 moves match.