DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Paul Winkler, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ira Mitchell Work | Paul Winkler, Inc. independent RIA | First Financial Coaching, Inc. independent RIA | RIA to RIA | Apr 28, 2025 | Mar 27, 2025 |
| Anne Therese Ertel-Sawasky | Paul Winkler, Inc. independent RIA | Unique Investment Advisors, LLC state registered | RIA to a state-registered adviser | Apr 28, 2025 | Apr 4, 2025 |
Page 1 of 1
2 moves match.