DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Compass Advisory Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chris Hall WakefieldCompass Advisory Partners LLC no RAUMFsc Securities Corporation BD affiliatedOtherMay 6, 2025Feb 28, 2020
Jeremy Tate CorleyCompass Advisory Partners LLC no RAUMCsenge Advisory Group, LLC independent RIAOtherMar 27, 2025Jun 17, 2022
James Lyle CannonCompass Advisory Partners LLC no RAUMCsenge Advisory Group, LLC independent RIAOtherMar 27, 2025Jun 17, 2022
Pamela Diana FitzpatrickCompass Advisory Partners LLC no RAUMCsenge Advisory Group, LLC independent RIAOtherMar 27, 2025Jan 1, 2025
John Barton KentCompass Advisory Partners LLC no RAUMCsenge Advisory Group, LLC independent RIAOtherMar 27, 2025Jun 17, 2022
Stephanie Michelle FlattCompass Advisory Partners LLC no RAUMCsenge Advisory Group, LLC independent RIAOtherMar 27, 2025Jun 17, 2022
William Ellis WebbCompass Advisory Partners LLC no RAUMCsenge Advisory Group, LLC independent RIAOtherMar 27, 2025Jan 2, 2026 (281 d)
David Joe MooreCompass Advisory Partners LLC independent RIAPlanrock Wealth Strategies, LLC independent RIARIA to RIAMar 9, 2021Mar 17, 2021
Charles Alvin SewellCompass Advisory Partners LLC independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2020Feb 3, 2020
David Scott HatcherCompass Advisory Partners LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherSep 5, 2017Aug 31, 2017
William Samuel BorleisCompass Advisory Partners LLC otherLPL Financial LLC otherOtherOct 14, 2013Jun 30, 2014 (259 d)
Brendan Karl EasterdayCompass Advisory Partners LLC otherCap Partners, LLC independent RIAOtherMar 25, 2013May 20, 2013 (56 d)
William Ellis WebbCompass Advisory Partners LLC otherCompass Efficient Model Portfolios, LLC otherOtherMar 3, 2010Apr 20, 2009
Michael Christopher OrganCompass Advisory Partners LLC otherVictory Capital Management Inc. otherOtherDec 21, 2009Jul 16, 2015 (2033 d)
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14 moves match.