DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sapere Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Mcdonald Greer | Sapere Wealth Management, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2021 | Oct 29, 2021 |
| Andrew Ritchie Harris | Sapere Wealth Management, LLC independent RIA | Greenway Wealth Advisors, LLC independent RIA | RIA to RIA | Oct 24, 2019 | Nov 6, 2019 |
| Stacy T Baldree | Sapere Wealth Management, LLC other | Turning Point Financial, Inc. state registered | Other | Mar 8, 2011 | Mar 7, 2011 |
| Leslie Ann Arcuri | Sapere Wealth Management, LLC other | Principal Securities, Inc. other | Other | Sep 20, 2006 | Sep 21, 2006 |
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4 moves match.