DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Broyhill Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alice Marie Scarborough | Broyhill Asset Management, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Sep 28, 2018 | Oct 1, 2018 |
| Michael Benjamin Loeb | Broyhill Asset Management, LLC other | Argosy Investors state registered | Other | Aug 2, 2017 | Jan 18, 2019 (534 d) |
| Dan Wakin | Broyhill Asset Management, LLC other | Allstate Financial Advisors, LLC no RAUM | Other | Mar 8, 2012 | May 30, 2012 (83 d) |
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3 moves match.