DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Broyhill Asset Management, LLC
Latest filing Mar 13, 2026
First filing on the tape Jan 20, 2012 · 23 filings
SEC status approved since Jul 23, 2021
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
49%
$99.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$68.2M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$205M as of Mar 13, 2026
Mar 29, 2012$97.8M then
HNW client RAUM$96.1M as of Mar 13, 2026
Mar 25, 2022$35.0M then
State-registered IARs (5.B.3)3 as of Mar 13, 2026
Mar 29, 20120 then
Employees (5.A)6 as of Mar 13, 2026
Mar 28, 20135 then
Private funds3 as of Mar 13, 2026
Mar 29, 20129 then
RAUM -9.1% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $68.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.4%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Custody
- $21.6M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$96.1M47%
- Investment companies$38.9M19%
- Charitable organizations$38.8M19%
- Pooled investment vehicles$27.1M13%
- Individuals$3.6M1.7%
- Individual clients
- 9reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 91reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.6M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.49 fund_share=0.32 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Rocco PaveseChartered Financial Analyst | Charlotte, Nc | Oct 30, 2008 | 18 y | 0 |
| Andrea Marie SeflerChartered Financial Analyst | Charlotte, Nc | Apr 23, 2018 | 16 y | 0 |
| Patrick WellsChartered Financial Analyst | Charlotte, Nc | May 7, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Alice Marie Scarborough to Stifel, Nicolaus & Company, IncorporatedSep 28, 2018 · Other
- Michael Benjamin Loeb to Argosy InvestorsAug 2, 2017 · Other
- Dan Wakin to Allstate Financial Advisors, LLCMar 8, 2012 · Other
Joined, latest
- Alice Marie Scarborough from Wells Fargo AdvisorsDec 22, 2016 · Other
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Capital South Partners Fund IIno longer reported | Private Equity Fund | $57.5M | 66 | Mar 2, 2012 |
| Captial South Partners Fund IIIno longer reported | Private Equity Fund | $38.3M | 99 | Mar 2, 2012 |
| Surety Partners, LLCno longer reported | Hedge Fund | $23.6M | 31 | Mar 2, 2012 |
| Broyhill Affinty Fund, LLCno longer reported | Hedge Fund | $22.1M | 26 | Mar 2, 2012 |
| Broyhill Partners, LP | Hedge Fund | $16.8M | 13 | Mar 28, 2023 |
| Capital South Partners Fundno longer reported | Private Equity Fund | $16.7M | 33 | Mar 2, 2012 |
| The Broyhill All Weather Fund LPno longer reported | Hedge Fund | $15.6M | 28 | Mar 2, 2012 |
| P.B. Realty, LLCno longer reported | Real Estate Fund | $14.1M | 165 | Mar 2, 2012 |
| Bam Credit Opportunities Fund | Other Private Fund | $11.4M | 14 | Jun 24, 2021 |
| Helvetica Flagship Fund I LLCno longer reported | Real Estate Fund | $5.2M | 3 | Mar 2, 2012 |
| Broyhill Partners, LLCno longer reported | Private Equity Fund | $85,152 | 10 | Mar 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Hunt Markham Broyhill · Chairman/Ownercontrolsince 08/1998 · owns 10% to 25%
- Andrew Kyle Minges · Chief Operating Officer/Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- Rocco Christopher Pavese · President & Chief Investment Officercontrolsince 08/2022 · owns 75% or more
Related persons
Schedule D 7.A
- Broyhill Partners Gp, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 13, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-26 and 2026-03-13; the peer median change was 0.0% (126 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (126) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 100 to 91Oct 21, 2025 to Feb 25, 2026
- HNW clients · 86 to 78Oct 21, 2025 to Feb 25, 2026
- Individual clients · 10 to 9Oct 21, 2025 to Feb 25, 2026
- Assets in custody · $21.1M to $21.6MOct 21, 2025 to Feb 25, 2026
- Employees · 7 to 6Oct 21, 2025 to Feb 25, 2026
- Discretionary RAUM · $210M to $204MOct 21, 2025 to Feb 25, 2026
- HNW RAUM · $115M to $96.1MOct 21, 2025 to Feb 25, 2026
- Individual RAUM · $3.6M to $3.6MOct 21, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $14.7M to $156,508Oct 21, 2025 to Feb 25, 2026
- Pooled vehicle RAUM · $29.9M to $27.1MOct 21, 2025 to Feb 25, 2026
- RAUM · $225M to $205MOct 21, 2025 to Feb 25, 2026
- Assets in custody · $25.4M to $21.1MMar 26, 2025 to Oct 21, 2025
- Private funds · 2 to 3Mar 26, 2025 to Oct 21, 2025
- Accounts · 83 to 100May 23, 2024 to Mar 26, 2025
- Advisory employees · 3 to 4May 23, 2024 to Mar 26, 2025
- Advisory activities · 3 to 6May 23, 2024 to Mar 26, 2025
- HNW clients · 68 to 86May 23, 2024 to Mar 26, 2025
- Individual clients · 11 to 10May 23, 2024 to Mar 26, 2025
- Assets in custody · $25.4M to $25.4MMay 23, 2024 to Mar 26, 2025
- Employees · 5 to 7May 23, 2024 to Mar 26, 2025
- Financial planning clients · unset to May 23, 2024 to Mar 26, 2025
- State-registered IARs · 2 to 3May 23, 2024 to Mar 26, 2025
- Discretionary RAUM · $191M to $210MMay 23, 2024 to Mar 26, 2025
- HNW RAUM · $79.7M to $115MMay 23, 2024 to Mar 26, 2025
- Individual RAUM · $3.8M to $3.6MMay 23, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $512,385 to $14.7MMay 23, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $28.2M to $29.9MMay 23, 2024 to Mar 26, 2025
- RAUM · $192M to $225MMay 23, 2024 to Mar 26, 2025
- Accounts · 88 to 83Nov 29, 2023 to Mar 28, 2024
- Corporate clients · 5.0 to unsetNov 29, 2023 to Mar 28, 2024
- HNW clients · 26 to 68Nov 29, 2023 to Mar 28, 2024
- Individual clients · 12 to 11Nov 29, 2023 to Mar 28, 2024
- Pension plan clients · 0.0 to unsetNov 29, 2023 to Mar 28, 2024
- Assets in custody · $8.3M to $25.4MNov 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $148M to $191MNov 29, 2023 to Mar 28, 2024
- HNW RAUM · $42.7M to $79.7MNov 29, 2023 to Mar 28, 2024
- Individual RAUM · $4.1M to $3.8MNov 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $223,668 to $512,385Nov 29, 2023 to Mar 28, 2024
- Pension RAUM · 0.0 to unsetNov 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $8.3M to $28.2MNov 29, 2023 to Mar 28, 2024
Signals
5 dated events
- Andrew Kyle Minges (Chief Compliance Officer/Chief Financial Officer/Chief Operating Officer) appeared on Schedule A of Broyhill Asset Management, LlcNov 29, 2023 · Control person joined · fact
- Marie Andrea Sefler (Chief Compliance Officer) no longer on Schedule A of Broyhill Asset Management, Llc (listed 2023-06-30, absent 2023-11-29)Nov 29, 2023 · Control person left · inference
- Reven Michael Hensen (Outsourced Chief Financial Officer) no longer on Schedule A of Broyhill Asset Management, Llc (listed 2023-06-30, absent 2023-11-29)Nov 29, 2023 · Control person left · inference
- Reven Michael Hensen (Outsourced Chief Financial Officer) appeared on Schedule A of Broyhill Asset Management, LlcNov 18, 2022 · Control person joined · fact
- Broyhill Asset Management, Llc filed its initial SEC registration (Form ADV)Jun 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Broyhill Asset Management, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 828-610-5360reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/BROYHILL-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BROYHILLASSET.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 828-610-5360reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Broyhill Asset Management, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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