DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aurora Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Susan Marion Miller | Aurora Financial Advisors, LLC independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Mar 9, 2019 | Jul 9, 2019 (122 d) |
| Gail Ann Sullivan | Aurora Financial Advisors, LLC independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Mar 9, 2019 | Jul 9, 2019 (122 d) |
| Frederick Thomas Baird | Aurora Financial Advisors, LLC independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Mar 9, 2019 | Jul 9, 2019 (122 d) |
| Brendan Douglas O'Rourke | Aurora Financial Advisors, LLC independent RIA | Monograph Wealth Advisors, LLC independent RIA | RIA to RIA | Mar 9, 2019 | Jun 30, 2020 (479 d) |
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4 moves match.