DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Northern Financial Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colin Stewart Fraser | Northern Financial Advisors, Inc independent RIA | Bloom Advisors independent RIA | RIA to RIA | Feb 26, 2024 | Dec 10, 2024 (288 d) |
| Richard Christopher Salmen | Northern Financial Advisors, Inc independent RIA | Family Investment Center other | Other | Jan 8, 2018 | Oct 2, 2017 |
| Lakhaun Mckinley | Northern Financial Advisors, Inc independent RIA | Mnm Vested, LLC state registered | RIA to a state-registered adviser | Aug 27, 2009 | Apr 8, 2019 (3511 d) |
| Gary A Murphy | Northern Financial Advisors, Inc independent RIA | The Mutual Fund Store unclassified | Other | May 29, 2008 | Jun 9, 2008 |
| Michael Rudy | Northern Financial Advisors, Inc independent RIA | Wolakota Financial Advisors state registered | RIA to a state-registered adviser | Jan 4, 2007 | Jan 25, 2011 (1482 d) |
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5 moves match.