DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Montgomery Taylor Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sandra Koppen Loewen | Montgomery Taylor Wealth Management independent RIA | Avior Wealth Management, LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jul 8, 2022 |
| Sharon Christine Khan | Montgomery Taylor Wealth Management independent RIA | Dedora Capital, Inc. independent RIA | RIA to RIA | Jul 1, 2022 | Jul 26, 2022 |
| Matthew Allen Taylor | Montgomery Taylor Wealth Management independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2020 | Aug 31, 2020 (46 d) |
Page 1 of 1
3 moves match.