DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Intersect Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Robert Schmoll | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Aug 12, 2022 |
| David William Shiell | Intersect Capital LLC independent RIA | Big Sky Asset Management LLC other | Other | Aug 5, 2022 | Oct 7, 2013 |
| Joseph R. Mclean | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Jan 9, 2025 (888 d) |
| Joy Arlene Puyear | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Aug 12, 2022 |
| Jonathan Scott Drubner | Intersect Capital LLC independent RIA | Lindbrook Capital, LLC independent RIA | RIA to RIA | Aug 5, 2022 | May 27, 2022 |
| Joseph Randall Lum | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Sep 2, 2022 |
| Drew Nicholas Bryant | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Aug 17, 2022 |
| Dennis Clinton Blodgett | Intersect Capital LLC independent RIA | Blodgett Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 16, 2021 | Nov 12, 2021 |
| Devin Robert Blodgett | Intersect Capital LLC independent RIA | Blodgett Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 16, 2021 | Nov 12, 2021 |
| Miles Jordan Weinberger | Intersect Capital LLC other | J.P. Morgan Securities LLC wirehouse | Other | Jan 3, 2018 | Aug 28, 2023 (2063 d) |
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10 moves match.