DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Valley Brook Capital Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marne Luke Desantis | Valley Brook Capital Group other | Bluestone Capital Management, LLC other | Other | Nov 10, 2011 | Sep 23, 2011 |
| James Drew Harrington | Valley Brook Capital Group other | Bluestone Capital Management, LLC other | Other | Nov 10, 2011 | Sep 23, 2011 |
| Lee Albert Calfo | Valley Brook Capital Group other | Bluestone Capital Management, LLC other | Other | Nov 10, 2011 | Sep 23, 2011 |
| Gregory Frank Bumgarner | Valley Brook Capital Group other | Ameriprise Financial Services, LLC national BD | Other | Sep 14, 2011 | Feb 1, 2011 |
Page 1 of 1
4 moves match.