DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cpf Texas

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Andrew KnippaCpf Texas independent RIACx Institutional, LLC independent RIARIA to RIANov 27, 2018Oct 16, 2018
Christopher Joel LipperCpf Texas independent RIACx Institutional, LLC independent RIARIA to RIANov 27, 2018Oct 10, 2018
Adam Barrett SpenceCpf Texas independent RIACx Institutional, LLC independent RIARIA to RIANov 27, 2018Oct 9, 2018
Janet Holland BroylesCpf Texas otherAdvisor Resource Council otherOtherJan 4, 2008Jan 23, 2013 (1846 d)
Robert E MeffordCpf Texas otherFsc Securities Corporation otherOtherJan 5, 2007Feb 8, 2007 (34 d)
Sean Anthony PhillipsCpf Texas other1st Global Advisors Inc otherOtherAug 24, 2006Sep 13, 2006
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6 moves match.