DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Chicago Investment Advisory Council, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Russell Saurbaugh | Chicago Investment Advisory Council, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Aug 26, 2026 | Aug 17, 2026 |
| John Anthony Michalak | Chicago Investment Advisory Council, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Aug 19, 2026 | Sep 1, 2026 |
| Michael Anthony Russo | Chicago Investment Advisory Council, Inc. independent RIA | Chicago Investment Advisory Group other | Other | Nov 15, 2007 | Jun 27, 2007 |
| Guillermo Diva Delfin | Chicago Investment Advisory Council, Inc. independent RIA | American General Securities Incorporated unclassified | Other | Nov 15, 2007 | Jan 8, 2008 (54 d) |
| David John Draper | Chicago Investment Advisory Council, Inc. independent RIA | American General Securities Incorporated unclassified | Other | Nov 15, 2007 | Mar 14, 2008 (120 d) |
Page 1 of 1
5 moves match.