DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mighty Oak Strong America Investment Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Teancum Donald LightMighty Oak Strong America Investment Company independent RIALighthouse Wealth Management, LLC independent RIARIA to RIAJan 25, 2022Jan 29, 2021
James Kenneth AdamsMighty Oak Strong America Investment Company independent RIAAdvisory Services Network independent RIARIA to RIANov 30, 2020Nov 2, 2020
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2 moves match.