DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capstone Capital Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Patrick Mack | Capstone Capital Wealth Advisors independent RIA | Clark Asset Management, LLC independent RIA | RIA to RIA | Mar 6, 2025 | Apr 22, 2025 (47 d) |
| Kyle Wade Price | Capstone Capital Wealth Advisors independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2023 | Aug 30, 2023 (50 d) |
| Jacqueline S Benjamin Hatherley | Capstone Capital Wealth Advisors independent RIA | The Retirement Solutions Group state registered | RIA to a state-registered adviser | Oct 31, 2022 | Dec 1, 2022 (31 d) |
| Alexi Howie | Capstone Capital Wealth Advisors independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 23, 2022 | Aug 22, 2022 |
| Debra Sue Harkins | Capstone Capital Wealth Advisors independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 26, 2021 | Jan 28, 2022 (367 d) |
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5 moves match.