DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kay Quinn Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Province StaufferKay Quinn Financial, LLC independent RIAAj Advisors independent RIARIA to RIANov 18, 2022Oct 5, 2022
George Andrew QuinnKay Quinn Financial, LLC independent RIAAj Advisors no RAUMRIA to a newly registered adviserNov 18, 2022Jul 14, 2022
Keith CasianoKay Quinn Financial, LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 4, 2022Apr 9, 2024 (706 d)
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3 moves match.