DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Moseley Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eva M Howland | Moseley Investment Management, Inc. independent RIA | White Lighthouse Investment Management, Inc. independent RIA | RIA to RIA | Jan 2, 2025 | Feb 5, 2025 (34 d) |
| Kenneth John Hargreaves | Moseley Investment Management, Inc. other | Osaic Wealth, Inc. other | Other | Mar 12, 2012 | Dec 21, 2009 |
| Derek Ryan Williams | Moseley Investment Management, Inc. other | Williams Wealth Management Group, Inc. independent RIA | Other | Aug 26, 2009 | Jun 18, 2008 |
| Michael Joseph Palen | Moseley Investment Management, Inc. other | Cetera Advisor Networks LLC other | Other | Nov 23, 2005 | Nov 8, 2005 |
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4 moves match.