DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lumia Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Rouch Brush | Lumia Wealth, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Apr 1, 2022 | Apr 1, 2022 |
| Kelly Bryan Holloway | Lumia Wealth, LLC independent RIA | North Pointe Wealth Advisors, LLC unclassified | Other | Apr 1, 2022 | May 22, 2023 (416 d) |
| Keith Edward Heil | Lumia Wealth, LLC other | Arise Wealth Management, LLC unclassified | Other | Feb 5, 2009 | Jan 23, 2009 |
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3 moves match.