DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Chief Advisors Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thaine Allan Streit | Chief Advisors Corp state registered | Creativeone Wealth, LLC independent RIA | Other | Sep 23, 2025 | Sep 23, 2025 |
| Peter Elliott Letch | Chief Advisors Corp state registered | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Dec 31, 2022 | Jan 3, 2023 |
| Christopher Paul Sheeran | Chief Advisors Corp state registered | Packerland Brokerage Services, Inc. independent RIA | Other | Mar 31, 2020 | Mar 30, 2020 |
| John Frederick Cosgrove | Chief Advisors Corp state registered | Tc Advisors Ltd. independent RIA | Other | Dec 31, 2018 | Apr 9, 2018 |
| Millard Scott Norris | Chief Advisors Corp state registered | Royal Fund Management, LLC other | Other | Aug 17, 2012 | Mar 31, 2014 (591 d) |
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5 moves match.