DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lake Street Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harvey Alan Slaughter | Lake Street Advisors, LLC other | Via Global Advisors LLC other | Other | Feb 5, 2015 | Oct 18, 2016 (621 d) |
| Jon-Wesley Austin Davis | Lake Street Advisors, LLC other | Cornerstone Wealth Planning state registered | Other | Jan 12, 2015 | Jan 17, 2020 (1831 d) |
| Sadie Deringer Holdridge | Lake Street Advisors, LLC other | Breeds Hill Capital LLC other | Other | Feb 3, 2014 | Sep 23, 2015 (597 d) |
| John Jehle Edwards | Lake Street Advisors, LLC other | Breeds Hill Capital LLC other | Other | Sep 5, 2013 | Nov 12, 2013 (68 d) |
| Judith Lynn Rowland | Lake Street Advisors, LLC other | Moody, Lynn & Lieberson, LLC other | Other | Sep 3, 2013 | Nov 3, 2014 (426 d) |
| Robert Estel Copeland | Lake Street Advisors, LLC other | Edward Jones national BD | Other | Jul 13, 2009 | Mar 19, 2013 (1345 d) |
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6 moves match.