DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Research Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jackson Dewitt KingCapital Research Advisors, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseFeb 13, 2020Feb 13, 2020
Darren Russell HeilCapital Research Advisors, LLC independent RIAQm Advisors LLC independent RIARIA to RIAOct 21, 2018Sep 21, 2018
David Michael SimmonsCapital Research Advisors, LLC independent RIAQm Advisors LLC independent RIARIA to RIAAug 10, 2018Jul 12, 2018
John Eric BaumanCapital Research Advisors, LLC otherQm Advisors LLC independent RIAOtherMar 18, 2017May 8, 2019 (781 d)
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4 moves match.