DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rb Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Allen BarnesRb Capital Management, LLC independent RIAKarp Capital Management Corporation otherOtherDec 31, 2020Mar 9, 2018
Derek James ElrodRb Capital Management, LLC independent RIABridgewealth Advisory Group, LLC no RAUMOtherFeb 12, 2020Jul 5, 2018
Kevin Christopher HookRb Capital Management, LLC independent RIABridgewealth Advisory Group, LLC no RAUMRIA to a newly registered adviserDec 31, 2018Jul 5, 2018
Joshua Allen CarpenterRb Capital Management, LLC independent RIABridgewealth Advisory Group, LLC no RAUMRIA to a newly registered adviserNov 2, 2018Jul 5, 2018
Kevin William La MontRb Capital Management, LLC independent RIA20/20 Capital Management, Inc independent RIARIA to RIAJul 11, 2018Jul 12, 2018
Kevin William La MontRb Capital Management, LLC otherFsc Securities Corporation otherOtherDec 31, 2015Aug 12, 2011
Joshua Allen CarpenterRb Capital Management, LLC otherSloan Investment Advisors LLC unclassifiedOtherDec 31, 2015Jul 23, 2007
Justin Michael SloanRb Capital Management, LLC otherBuckingham Strategic Wealth, LLC otherOtherApr 3, 2015Feb 25, 2013
John Eugene MartyRb Capital Management, LLC otherCetera Advisors LLC otherOtherMar 25, 2015May 9, 2012
Carl Howard DemartiniRb Capital Management, LLC otherChd Investment Management, LLC unclassifiedOtherDec 12, 2014Sep 3, 2014
Kevin William La MontRb Capital Management, LLC otherQuest Capital Strategies, Inc. otherOtherJun 7, 2010Jun 8, 2010
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11 moves match.